RIAGuardrAIls
Your AI. Your Data. Your Rules.
A governed layer that lets Claude work inside your firm's data — scoped to each advisor's own book, and logged on every action.
AI that can read a client's entire book is only safe if it can't step off the rails. RIAGuardrAIls is the rail.
Scope. Act. Log.
Scope
Every request is bound to one advisor's book. A rep-scoped seat never sees another advisor's clients — no exceptions, ever. Firm-wide seats see everything, with attribution.
Act
Claude reads your custodial and CRM data and drafts the work — progress reports, book reviews, position screens — inside tools your firm defines and controls.
Log
Every read and every action is written to an audit trail. When compliance asks what the AI did and why, the answer is already on the record.
It checks the controls that claim to be working.
Most guardrails tell you they're on. Ours verifies whether they actually held — and surfaces the ones that were quietly saying yes while doing nothing. A control that lies is worse than no control at all.